Date authorised
11 February 2021
Companies House
11145444
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Albert Place
    London
    N3 1QA
    UNITED KINGDOM
    Phone
    +442046177229
  • Complaints Contact

    Albert Place
    London
    N3 1QA
    UNITED KINGDOM
    Phone
    +442046177229

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Richard Thomas

    IRN CRT01031

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2021)
    • SMF3 Executive Director (11 Feb 2021 to 22 Mar 2023)
  • Craig Davis

    IRN CXD01386

    • SMF1 Chief Executive (since 11 Feb 2021)
    • SMF16 Compliance Oversight (since 11 Feb 2021)
    • SMF3 Executive Director (since 11 Feb 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.