Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Jan 2024 to 17 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (4 Jan 2024 to 17 Dec 2024)
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- CF30 Customer (1 Nov 2007 to 28 Aug 2009)
- CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Oct 2004 to 30 Nov 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Oct 2004)
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- Employed By (2 Aug 2001 to 30 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.