Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited (no longer approved here)

    FRN 775068

    • Appointed representative dealing with clients for which they require qualification (26 Mar 2021 to 1 Aug 2024)
    • [FCA CF] Functions requiring qualifications (26 Mar 2021 to 1 Aug 2024)
    • [FCA CF] Client dealing (26 Mar 2021 to 1 Aug 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (5 Aug 2008 to 30 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
  • Chamberlain Stean & West Ltd (no longer approved here)

    FRN 466922

    • Employed By (29 Jul 2008 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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