Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (26 Mar 2021 to 1 Aug 2024)
- [FCA CF] Functions requiring qualifications (26 Mar 2021 to 1 Aug 2024)
- [FCA CF] Client dealing (26 Mar 2021 to 1 Aug 2024)
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- CF1 Director (AR) (5 Aug 2008 to 30 Dec 2009)
- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
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- Employed By (29 Jul 2008 to 30 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.