Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (15 Feb 2023 to 1 Apr 2023)
    • [FCA CF] Functions requiring qualifications (15 Feb 2023 to 1 Apr 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 1 Apr 2023)
    • [FCA CF] Client dealing (8 Jul 2020 to 1 Apr 2023)
    • CF30 Customer (21 Mar 2017 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (16 Nov 2010 to 2 Sep 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Oct 2009 to 26 Mar 2010)
    • CF21 Investment Adviser (5 Feb 2003 to 28 Jun 2007)
    • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 5 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.