Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (15 Feb 2023 to 1 Apr 2023)
- [FCA CF] Functions requiring qualifications (15 Feb 2023 to 1 Apr 2023)
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- [FCA CF] Functions requiring qualifications (8 Jul 2020 to 1 Apr 2023)
- [FCA CF] Client dealing (8 Jul 2020 to 1 Apr 2023)
- CF30 Customer (21 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (16 Nov 2010 to 2 Sep 2011)
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- CF30 Customer (15 Oct 2009 to 26 Mar 2010)
- CF21 Investment Adviser (5 Feb 2003 to 28 Jun 2007)
- CF22 Investment Adviser (Trainee) (13 Feb 2002 to 5 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.