Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Material risk taker (1 Jun 2022 to 1 Feb 2025)
    • [FCA CF] Client dealing (1 Jun 2020 to 1 Feb 2025)
    • [FCA CF] Significant management (1 Jun 2020 to 1 Feb 2025)
    • CF30 Customer (12 Sep 2017 to 8 Dec 2019)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Material risk taker (1 Nov 2018 to 31 Oct 2019)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Dec 2009 to 28 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.