Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (6 Apr 2018 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 29 Sep 2017)
- CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (31 May 2005 to 31 Oct 2007)
-
- CF24 Pension Transfer Specialist (30 Dec 2004 to 1 Jun 2005)
- CF21 Investment Adviser (30 Dec 2004 to 1 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.