Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial (no longer approved here)

    FRN 442767

    • [FCA CF] Client dealing (12 Apr 2023 to 2 Apr 2026)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (4 Nov 2014 to 8 Dec 2019)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF26 Customer Trading (11 Aug 2005 to 20 Apr 2006)
    • CF4 Partner (11 Aug 2005 to 20 Apr 2006)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF26 Customer Trading (5 Jul 2005 to 20 Apr 2006)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF26 Customer Trading (1 Dec 2001 to 30 Apr 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.