Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2025)
    • CF2 Non Executive Director (11 Sep 2018 to 8 Dec 2019)
  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2025)
    • CF2 Non Executive Director (4 Mar 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF27 Investment Management (6 Feb 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.