Clive Moore

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saffron Building Society (no longer approved here)

    FRN 100015

    • SMF4 Chief Risk (11 Jul 2022 to 9 Aug 2023)
    • SMF16 Compliance Oversight (7 Mar 2016 to 24 Sep 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Dec 2018)
    • CF10 Compliance Oversight (25 Sep 2015 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (25 Sep 2015 to 6 Mar 2016)
    • CF28 Systems and controls (25 Sep 2015 to 6 Mar 2016)
  • RCI Financial Services Limited (no longer approved here)

    FRN 312330

    • SMF4 Chief Risk (19 May 2020 to 6 Jan 2022)
  • RCI Bank UK Limited (no longer approved here)

    FRN 815220

    • SMF4 Chief Risk (6 Mar 2019 to 6 Jan 2022)
  • CROCUS HOME LOANS LIMITED (no longer approved here)

    FRN 305200

    • CF11 Money Laundering Reporting (25 Sep 2015 to 31 Dec 2018)
    • CF28 Systems and controls (25 Sep 2015 to 31 Dec 2018)
  • United National Bank Limited (no longer approved here)

    FRN 207381

    • CF28 Systems and controls (27 Feb 2015 to 3 Jul 2015)
  • SECURE TRUST BANK PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 204550

    • CF11 Money Laundering Reporting (22 Apr 2003 to 30 Nov 2006)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Nov 2006)
    • CF1 Director (1 Dec 2001 to 30 Nov 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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