Clifford Pearce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Baltic PCC Limited (no longer approved here)
FRN 825983
- SMF9 Chair of the Governing Body (9 Jan 2019 to 15 May 2023)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (24 Jan 2013 to 6 Mar 2016)
Advicorp Public Limited Company (no longer approved here)
FRN 188139
- CF30 Customer (12 Jun 2009 to 16 Apr 2010)
Rooftop Mortgages Limited (no longer approved here)
FRN 303059
- CF1 Director (18 Apr 2006 to 22 Jun 2006)
- CF2 Non Executive Director (10 Nov 2005 to 18 Apr 2006)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (11 Jul 2003 to 29 Oct 2007)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.