Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (AR) (16 Oct 2012 to 30 Dec 2012)
- CF30 Customer (23 Aug 2012 to 30 Dec 2012)
-
- CF1 Director (15 Sep 2009 to 16 Jul 2012)
- CF10 Compliance Oversight (15 Sep 2009 to 13 Jun 2011)
- CF11 Money Laundering Reporting (15 Sep 2009 to 13 Jun 2011)
- CF30 Customer (15 Sep 2009 to 18 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.