Date authorised
1 April 2013
Companies House
06854853
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Bartholomew Close
    London
    EC1A 7BN
    UNITED KINGDOM
    Phone
    +4402045151797
  • Complaints Contact

    90 Bartholomew Close
    London
    EC1A 7BN
    UNITED KINGDOM
    Phone
    +4402045151797

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Praill

    IRN AXP00274

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2023)
  • Amritpal Panesar

    IRN AXP00577

    • [FCA CF] Client dealing (1 Feb 2022 to 3 Apr 2023)
  • Bhupinder Owles

    IRN BXO01218

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Aug 2023)
    • CF10 Compliance Oversight (14 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2019 to 8 Dec 2019)
  • Charalambos Charalambides

    IRN CXC00996

    • [FCA CF] Client dealing (since 20 Nov 2025)
    • [FCA CF] Material risk taker (since 20 Nov 2025)
  • Christopher Jenkins

    IRN CXJ01063

    • CF30 Customer (15 Sep 2009 to 5 Nov 2010)
  • Clifford Green

    IRN CXG01120

    • CF1 Director (15 Sep 2009 to 16 Jul 2012)
    • CF10 Compliance Oversight (15 Sep 2009 to 13 Jun 2011)
    • CF11 Money Laundering Reporting (15 Sep 2009 to 13 Jun 2011)
    • CF30 Customer (15 Sep 2009 to 18 Jan 2013)
  • Clive Beauchamp

    IRN CXB00525

    • [FCA CF] Client dealing (26 Jul 2021 to 4 Apr 2023)
  • FEI WANG

    IRN FXW01166

    • CF1 Director (25 Sep 2017 to 8 May 2019)
  • George Watson

    IRN GXW01408

    • [FCA CF] Client dealing (3 Oct 2022 to 23 Mar 2023)
  • Jaabir Mawji

    IRN JXM03803

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • CF1 Director (2 Sep 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.