Claude Pascal Lixi

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Natixis
FRN 206092
- [FCA CF] Client dealing (since 27 Sep 2024)
- SMF3 Executive Director (since 7 Oct 2022)
- SMF21 EEA Branch Senior Manager (EBSM) (18 Jun 2019 to 7 Oct 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 24 Oct 2008)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
BRITANNIC TRADING LIMITED (no longer approved here)
FRN 140459
- CF26 Customer Trading (21 Jun 2006 to 6 Jul 2007)
BP Oil International Limited (no longer approved here)
FRN 140457
- CF26 Customer Trading (1 Dec 2001 to 6 Jul 2007)
Britannic Energy Trading Limited (no longer approved here)
FRN 184256
- CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.