Clare Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Client dealing (28 Mar 2023 to 31 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2022)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Client dealing (28 Mar 2023 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Oct 2022)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 2 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2022)
    • CF1 Director (15 Nov 2019 to 8 Dec 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF29 Significant management (26 Mar 2013 to 21 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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