Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (22 Feb 2018 to 9 Sep 2018)
- [FCA CF] Significant management (22 Feb 2018 to 9 Sep 2018)
- [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 9 Sep 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Sep 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Sep 2018)
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- [FCA CF] Significant management (22 Feb 2018 to 28 Feb 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2021)
- CF30 Customer (16 Jul 2015 to 6 Mar 2016)
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- [FCA CF] Significant management (22 Feb 2018 to 9 Sep 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Sep 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Sep 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.