Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 25 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Apr 2023)
  • Xbridge Limited (no longer approved here)

    FRN 313348

    • SMF16 Compliance Oversight (6 Jan 2023 to 25 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2023 to 25 Jan 2023)
    • SMF4 Chief Risk (6 Jan 2023 to 25 Jan 2023)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jul 2022)
    • CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Sep 2018 to 8 Dec 2019)
  • Western Mortgage Services Limited (no longer approved here)

    FRN 303140

    • CF11 Money Laundering Reporting (5 Jan 2017 to 17 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.