Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gatehouse Bank Plc
FRN 475346
- SMF16 Compliance Oversight (since 25 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Apr 2023)
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- SMF16 Compliance Oversight (6 Jan 2023 to 25 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2023 to 25 Jan 2023)
- SMF4 Chief Risk (6 Jan 2023 to 25 Jan 2023)
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- SMF16 Compliance Oversight (9 Dec 2019 to 10 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jul 2022)
- CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Sep 2018 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (5 Jan 2017 to 17 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.