Date authorised
1 April 2013
Companies House
03967717
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor, Hylo
    105 Bunhill Row
    London
    EC1Y 8LZ
    UNITED KINGDOM
    Phone
    +4403330146683
  • Complaints Contact

    900 Pavilion Drive
    Northampton
    Northamptonshire
    NN4 7RG
    UNITED KINGDOM
    Phone
    +4403330146683

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Thomas

    IRN AXT18194

    • SMF1 Chief Executive (9 Dec 2019 to 22 Mar 2024)
    • CF3 Chief Executive (28 Oct 2019 to 8 Dec 2019)
  • Alissa Stayn

    IRN AXS05005

    • SMF18 Other Overall Responsibility (since 27 Oct 2023)
  • Andrew Hayes

    IRN AXH00739

    • [FCA CF] Significant management (since 22 Apr 2022)
  • Angela Carr

    IRN AXC00781

    • [FCA CF] Significant management (since 1 Oct 2021)
  • Angela Tina Brouner

    IRN AXB16566

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Dec 2021)
    • SMF16 Compliance Oversight (since 6 Apr 2020)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • CF28 Systems and controls (11 Sep 2019 to 8 Dec 2019)
  • Antony David Deacon

    IRN ADD01043

    • CF3 Chief Executive (1 Jul 2008 to 7 Sep 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Sep 2009)
    • CF1 Director (31 Oct 2004 to 7 Sep 2009)
  • Arvinder Singh Mangat

    IRN ASM01132

    • CF28 Systems and controls (1 Nov 2007 to 28 Nov 2014)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
  • Beatriz Montoya Blanco

    IRN BXB24638

    • SMF24 Chief Operations (since 24 Mar 2020)
  • Benjamin James Hollowood

    IRN BJH01145

    • CF2 Non Executive Director (20 Mar 2014 to 15 Jul 2016)
    • CF1 Director (19 Jul 2013 to 17 Mar 2014)
  • Brad Hunter Liebmann

    IRN BHL01013

    • CF2 Non Executive Director (25 Jun 2008 to 17 Jul 2013)
    • CF1 Director (31 Oct 2004 to 30 Jun 2008)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 30 Jun 2008)
    • CF3 Chief Executive (31 Oct 2004 to 30 Jun 2008)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 30 Jun 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.