Date authorised
1 April 2013
Companies House
03967717
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor, Hylo
    105 Bunhill Row
    London
    EC1Y 8LZ
    UNITED KINGDOM
    Phone
    +4403330146683
  • Complaints Contact

    900 Pavilion Drive
    Northampton
    Northamptonshire
    NN4 7RG
    UNITED KINGDOM
    Phone
    +4403330146683

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cheryl Stringer

    IRN CXS00416

    • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
  • Chris Slater

    IRN CXS02012

    • CF1 Director (18 Jul 2013 to 11 Sep 2017)
  • Christopher Eric Watson

    IRN CEW01071

    • CF2 Non Executive Director (22 Jul 2016 to 4 Aug 2017)
  • Christopher Hazell

    IRN CXH00037

    • [FCA CF] Significant management (28 Feb 2022 to 6 Dec 2024)
  • Clare Louise Adamson

    IRN CXA01416

    • SMF4 Chief Risk (6 Jan 2023 to 25 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2023 to 25 Jan 2023)
    • SMF16 Compliance Oversight (6 Jan 2023 to 25 Jan 2023)
  • Dana Edwards

    IRN DXE00167

    • SMF18 Other Overall Responsibility (since 11 Jan 2023)
  • David Alan Brakoniecki

    IRN DAB01232

    • CF1 Director (31 Oct 2004 to 30 Jun 2008)
  • David Kelly

    IRN DXK01541

    • SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (28 Feb 2014 to 8 Dec 2019)
  • David Summers

    IRN DXS02926

    • SMF3 Executive Director (since 16 Mar 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 7 Nov 2018)
    • CF3 Chief Executive (11 Jan 2018 to 8 Dec 2019)
  • Elisabeth Tivers

    IRN EXT00053

    • [FCA CF] Significant management (9 Dec 2019 to 22 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.