Clare Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • SMF16 Compliance Oversight (since 30 Jan 2025)
    • [FCA CF] Material risk taker (7 Dec 2023 to 30 Jan 2025)
    • [FCA CF] Significant management (7 Dec 2023 to 30 Jan 2025)
  • Wells Fargo Bank, National Association

    FRN 456183

    • SMF16 Compliance Oversight (since 30 Jan 2025)
    • [FCA CF] Material risk taker (7 Dec 2023 to 30 Jan 2025)
    • [FCA CF] Significant management (7 Dec 2023 to 30 Jan 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF16 Compliance Oversight (2 Sep 2016 to 14 Nov 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF16 Compliance Oversight (2 Sep 2016 to 14 Nov 2023)
    • SMF3 Executive Director (7 Mar 2016 to 7 Sep 2016)
    • CF1 Director (17 Dec 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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