Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2023)
- CF1 Director (23 Sep 2015 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF15 Internal Audit (7 Dec 2006 to 31 Oct 2007)
- CF13 Finance (7 Dec 2006 to 31 Oct 2007)
- CF21 Investment Adviser (16 May 2006 to 4 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.