Clare Elizabeth Curtis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St Albans District Credit Union Limited

    FRN 213794

    • SMF8 Credit Union Senior Manager (since 24 Jul 2023)
    • [PRA CF] Key function holder (since 20 Mar 2023)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF10a CASS Oversight function (1 Oct 2011 to 27 Jun 2014)
    • CF11 Money Laundering Reporting (16 Feb 2010 to 28 May 2015)
    • CF10 Compliance Oversight (16 Feb 2010 to 28 May 2015)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF10 Compliance Oversight (16 Feb 2010 to 28 May 2015)
    • CF11 Money Laundering Reporting (16 Feb 2010 to 28 May 2015)
  • Macquarie Infrastructure and Real Assets (Europe) Limited (no longer approved here)

    FRN 195652

    • CF10 Compliance Oversight (16 Feb 2010 to 28 May 2015)
    • CF11 Money Laundering Reporting (16 Feb 2010 to 28 May 2015)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF10 Compliance Oversight (13 Apr 2006 to 15 Apr 2008)
    • CF11 Money Laundering Reporting (13 Apr 2006 to 15 Apr 2008)
  • Nemesis Asset Management LLP (no longer approved here)

    FRN 211205

    • CF11 Money Laundering Reporting (2 Dec 2002 to 15 Apr 2008)
    • CF10 Compliance Oversight (2 Oct 2002 to 15 Apr 2008)

Recent activity

Updates to this individual's record on the FCA register.

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