Clare Dobson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (16 Mar 2020 to 22 Oct 2021)
    • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 22 Oct 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (11 Nov 2014 to 22 Oct 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Apr 2014 to 7 Nov 2014)
    • CF21 Investment Adviser (26 Nov 2004 to 12 May 2005)
    • CF22 Investment Adviser (Trainee) (12 Feb 2003 to 26 Nov 2004)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (8 Oct 2010 to 1 Oct 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Mar 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.