Claire Oakley

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Acorn to Oaks Financial Services Ltd
FRN 486131
- CF1 Director (AR) (since 21 Dec 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 11 Oct 2016)
- CF10 Compliance Oversight (13 Aug 2019 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Jan 2012 to 30 Sep 2018)
- CF8 Apportionment and Oversight (8 Sep 2008 to 31 Mar 2009)
- CF1 Director (8 Sep 2008 to 8 Dec 2019)
REAL FINANCE LTD (no longer approved here)
FRN 809389
- CF1 Director (2 Nov 2018 to 19 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.