Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2021)
    • CF30 Customer (30 Jul 2012 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Nov 2008 to 21 Nov 2008)
    • CF21 Investment Adviser (26 Jul 2005 to 2 Jun 2006)
    • CF22 Investment Adviser (Trainee) (23 Apr 2004 to 26 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.