Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2021)
- CF30 Customer (30 Jul 2012 to 8 Dec 2019)
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- CF30 Customer (3 Nov 2008 to 21 Nov 2008)
- CF21 Investment Adviser (26 Jul 2005 to 2 Jun 2006)
- CF22 Investment Adviser (Trainee) (23 Apr 2004 to 26 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.