Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Wealth Investments LLP
FRN 229445
- [FCA CF] Manager of certification employee (since 8 Oct 2024)
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Prudential Pensions Limited
FRN 110434
- SMF18 Other Overall Responsibility (since 9 Apr 2024)
- [FCA CF] Manager of certification employee (25 Sep 2023 to 9 Apr 2024)
- [FCA CF] Significant management (10 Dec 2018 to 9 Apr 2024)
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The Prudential Assurance Company Limited
FRN 139793
- SMF18 Other Overall Responsibility (since 9 Apr 2024)
- [FCA CF] Material risk taker (1 Jan 2024 to 9 Apr 2024)
- [FCA CF] Manager of certification employee (25 Sep 2023 to 9 Apr 2024)
- [FCA CF] Significant management (10 Dec 2018 to 9 Apr 2024)
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Material risk taker (since 1 Jan 2024)
- [FCA CF] Significant management (since 25 Sep 2023)
- [FCA CF] Manager of certification employee (since 25 Sep 2023)
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Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Manager of certification employee (since 25 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
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