Christopher Yeates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Significant management (22 Feb 2018 to 20 Jan 2020)
    • CF30 Customer (4 Feb 2010 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (22 Feb 2018 to 1 Apr 2020)
    • [FCA CF] Significant management (22 Feb 2018 to 1 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 1 Apr 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Apr 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2020)
    • CF30 Customer (29 Sep 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (22 Feb 2018 to 17 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Feb 2019)
    • CF30 Customer (27 Oct 2009 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 26 Nov 2008)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 26 Nov 2008)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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