Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Nov 2015 to 31 Mar 2017)
    • CF28 Systems and controls (3 Jun 2010 to 20 Jul 2015)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Nov 2015 to 31 Mar 2017)
    • CF28 Systems and controls (3 Jun 2010 to 20 Jul 2015)
  • Amber Fund Management Limited (no longer approved here)

    FRN 495729

    • CF28 Systems and controls (23 Jun 2009 to 23 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.