Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Invesco Fund Managers Limited
FRN 119298
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (17 Nov 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Nov 2015 to 31 Mar 2017)
- CF28 Systems and controls (3 Jun 2010 to 20 Jul 2015)
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Invesco Asset Management Limited
FRN 122674
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (17 Nov 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Nov 2015 to 31 Mar 2017)
- CF28 Systems and controls (3 Jun 2010 to 20 Jul 2015)
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- CF28 Systems and controls (23 Jun 2009 to 23 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.