Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHATHAM FINANCIAL EUROPE, LTD
FRN 197251
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
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- CF3 Chief Executive (22 Apr 2013 to 11 Jun 2018)
- CF1 Director (17 Sep 2012 to 11 Jun 2018)
- CF30 Customer (1 Nov 2007 to 11 Jun 2018)
- CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.