HiFM Limited

• Principal Place of Business

  1 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +441753441844

  Web

  https://www.xe.com

• Complaints Contact

  1 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +441753441844

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam John Wheatley

  IRN AJW01490

  • CF30 Customer (28 Oct 2009 to 23 Dec 2009)
• Alejandro Enrique Bustos Baez

  IRN AEB01107

  • CF10 Compliance Oversight (9 Dec 2008 to 10 Jun 2009)
  • CF11 Money Laundering Reporting (9 Dec 2008 to 10 Jun 2009)
• Alexander Graham Bell Erskine

  IRN AGE01020

  • CF30 Customer (1 Nov 2007 to 22 Nov 2007)
  • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
• Alfred Joseph Vaughan

  IRN AJV01044

  • CF1 Director (25 Aug 2006 to 10 Sep 2012)
• Alison Ingrid Sparks

  IRN AIM01033

  • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2022)
  • CF1 Director (30 Jun 2014 to 8 Dec 2019)
• Andrew James Fenton

  IRN AJF01179

  • CF30 Customer (3 Dec 2007 to 25 Jul 2008)
• Andrew James Scott

  IRN AJS01691

  • CF30 Customer (25 Nov 2013 to 31 Jul 2018)
• Anne-Katrin Schumacher

  IRN AXS00243

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Apr 2021 to 29 Oct 2021)
• Benjamin Parkinson

  IRN BLP01014

  • CF21 Investment Adviser (3 Jan 2007 to 6 Sep 2007)
• Chris Weeks

  IRN CXW81345

  • [FCA CF] Client dealing (11 Apr 2025 to 18 Jul 2025)

• HiFX Europe Limited

  FRN 1023110 · Appointed 11 Dec 2012

• TJK Treasury Solutions Limited (no longer appointed)

  FRN 598754 · Appointed 5 Apr 2013 · Until 18 Feb 2014

No changes recorded yet.