Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Com (UK) Limited
FRN 793714
- SMF16 Compliance Oversight (since 4 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Apr 2025)
- [FCA CF] Material risk taker (since 3 Feb 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2020 to 25 Jan 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Jan 2025)
- CF10 Compliance Oversight (22 Nov 2018 to 8 Dec 2019)
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- CF4 Partner (15 Mar 2013 to 3 Aug 2015)
- CF11 Money Laundering Reporting (15 Mar 2013 to 3 Aug 2015)
- CF10 Compliance Oversight (15 Mar 2013 to 3 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.