Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 4 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Apr 2025)
    • [FCA CF] Material risk taker (since 3 Feb 2025)
  • Saxo Capital Markets UK Ltd (no longer approved here)

    FRN 551422

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2020 to 25 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jan 2025)
    • CF10 Compliance Oversight (22 Nov 2018 to 8 Dec 2019)
  • Portman Square Capital LLP (no longer approved here)

    FRN 582333

    • CF4 Partner (15 Mar 2013 to 3 Aug 2015)
    • CF11 Money Laundering Reporting (15 Mar 2013 to 3 Aug 2015)
    • CF10 Compliance Oversight (15 Mar 2013 to 3 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.