Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
- CF30 Customer (4 Mar 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
- CF30 Customer (30 May 2019 to 8 Dec 2019)
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- CF30 Customer (25 Sep 2014 to 12 Feb 2016)
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- CF30 Customer (6 Sep 2013 to 24 Sep 2014)
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- Employed By (6 Sep 2013 to 24 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 20 Jun 2013)
- CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Feb 2007 to 20 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.