Christopher Thomas

• St. James's Place Partnership Services Limited

  FRN 719983

  • [FCA CF] Significant management (since 1 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jun 2021 to 1 Feb 2026)
• ST. JAMES'S PLACE UK PLC

  FRN 150026

  • [FCA CF] Significant management (since 8 Oct 2025)
  • [FCA CF] Material risk taker (since 8 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jun 2021 to 7 Oct 2025)
• St. James's Place Wealth Management Plc

  FRN 195351

  • [FCA CF] Significant management (since 8 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jun 2021 to 7 Oct 2025)
• ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

  FRN 622916

  • [FCA CF] Material risk taker (since 8 Oct 2025)
  • [FCA CF] Significant management (since 8 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jun 2021 to 7 Oct 2025)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

  FRN 122472

  • [FCA CF] Significant management (since 1 Sep 2025)
  • [FCA CF] Material risk taker (since 1 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jun 2021 to 1 Sep 2025)
• M&G Investment Management Limited (no longer approved here)

  FRN 119328

  • CF11 Money Laundering Reporting (13 Jul 2016 to 30 Nov 2018)
• The Prudential Assurance Company Limited (no longer approved here)

  FRN 139793

  • CF11 Money Laundering Reporting (13 Jul 2016 to 30 Nov 2018)
• ERNST & YOUNG LLP (no longer approved here)

  FRN 196203

  • CF10 Compliance Oversight (26 Apr 2012 to 30 Jun 2016)
  • CF11 Money Laundering Reporting (26 Apr 2012 to 30 Jun 2016)

No changes recorded yet.