Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (7 Dec 2017 to 1 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Dec 2017 to 1 Jul 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (6 Apr 2005 to 20 Jul 2005)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF22 Investment Adviser (Trainee) (10 Jul 2002 to 3 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.