Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF9 Chair of the Governing Body (8 Jan 2018 to 31 Oct 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF6 Head of Key Business Areas (7 Mar 2016 to 31 Oct 2018)
    • CF29 Significant management (4 Jan 2016 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Oct 2018)
    • CF2 Non Executive Director (23 Dec 2015 to 6 Mar 2016)
  • DEVITT INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 312328

    • CF2 Non Executive Director (15 Feb 2010 to 5 May 2011)
  • U K Insurance Business Solutions Limited (no longer approved here)

    FRN 313783

    • CF2 Non Executive Director (15 Feb 2010 to 27 Jan 2012)
    • CF8 Apportionment and Oversight (18 Apr 2008 to 31 Mar 2009)
    • CF3 Chief Executive (18 Apr 2008 to 31 Jul 2009)
    • CF1 Director (26 Jan 2007 to 31 Jul 2009)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Aug 2009 to 31 Dec 2014)
    • Responsible for Insurance Mediation (10 Jul 2006 to 1 Mar 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Jul 2006 to 1 Mar 2007)
    • CF1 Director (AR) (31 Oct 2004 to 18 Jul 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Jan 2004 to 1 Mar 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Mar 2007)
  • Churchill Insurance Company Limited (no longer approved here)

    FRN 202727

    • CF2 Non Executive Director (1 Aug 2009 to 27 Jan 2012)
    • CF3 Chief Executive (14 Nov 2006 to 31 Jul 2009)
    • CF8 Apportionment and Oversight (14 Nov 2006 to 12 Aug 2009)
    • CF1 Director (14 Nov 2006 to 31 Jul 2009)
  • U K Insurance Limited (no longer approved here)

    FRN 202810

    • CF2 Non Executive Director (1 Aug 2009 to 27 Jan 2012)
    • CF1 Director (14 Nov 2006 to 31 Jul 2009)
    • CF3 Chief Executive (14 Nov 2006 to 31 Jul 2009)
    • CF8 Apportionment and Oversight (14 Nov 2006 to 12 Aug 2009)
  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (2)CF1 Director (26 Mar 2004 to 20 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)CF1 Director at Tesco Personal Finance Limited