Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF9 Chair of the Governing Body (8 Jan 2018 to 31 Oct 2018)
-
- SMF6 Head of Key Business Areas (7 Mar 2016 to 31 Oct 2018)
- CF29 Significant management (4 Jan 2016 to 6 Mar 2016)
-
- Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Oct 2018)
- CF2 Non Executive Director (23 Dec 2015 to 6 Mar 2016)
-
- CF2 Non Executive Director (15 Feb 2010 to 5 May 2011)
-
- CF2 Non Executive Director (15 Feb 2010 to 27 Jan 2012)
- CF8 Apportionment and Oversight (18 Apr 2008 to 31 Mar 2009)
- CF3 Chief Executive (18 Apr 2008 to 31 Jul 2009)
- CF1 Director (26 Jan 2007 to 31 Jul 2009)
-
- CF29 Significant management (1 Aug 2009 to 31 Dec 2014)
- Responsible for Insurance Mediation (10 Jul 2006 to 1 Mar 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Jul 2006 to 1 Mar 2007)
- CF1 Director (AR) (31 Oct 2004 to 18 Jul 2007)
- CF19 Significant Mgt (Financial Resources) (2 Jan 2004 to 1 Mar 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Mar 2007)
-
- CF2 Non Executive Director (1 Aug 2009 to 27 Jan 2012)
- CF3 Chief Executive (14 Nov 2006 to 31 Jul 2009)
- CF8 Apportionment and Oversight (14 Nov 2006 to 12 Aug 2009)
- CF1 Director (14 Nov 2006 to 31 Jul 2009)
-
- CF2 Non Executive Director (1 Aug 2009 to 27 Jan 2012)
- CF1 Director (14 Nov 2006 to 31 Jul 2009)
- CF3 Chief Executive (14 Nov 2006 to 31 Jul 2009)
- CF8 Apportionment and Oversight (14 Nov 2006 to 12 Aug 2009)
-
- (2)CF1 Director (26 Mar 2004 to 20 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (2)CF1 Director at Tesco Personal Finance Limited