Christopher Shepherd

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2020)
    • [FCA CF] Material risk taker (since 13 Sep 2019)
    • [FCA CF] Manager of certification employee (since 10 May 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2019 to 21 Aug 2020)
    • CF30 Customer (26 Sep 2011 to 6 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Jun 2010 to 20 Jul 2011)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.