Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Jul 2020 to 16 Jan 2023)
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- CF30 Customer (16 Jan 2015 to 5 Mar 2018)
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- CF1 Director (AR) (9 Jun 2014 to 3 Jun 2015)
- CF30 Customer (29 May 2009 to 3 Jun 2015)
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- CF30 Customer (16 Nov 2012 to 18 Jul 2014)
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- CF30 Customer (16 Nov 2012 to 18 Jul 2014)
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- Employed By (29 May 2009 to 3 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Jun 2004 to 7 Jul 2004)
- CF22 Investment Adviser (Trainee) (15 May 2002 to 14 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.