Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lowes Financial Management Limited
FRN 114650
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
- [FCA CF] Client dealing (since 7 Apr 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2025)
- CF30 Customer (1 Nov 2016 to 8 Dec 2019)
-
Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
-
- CF30 Customer (26 Oct 2015 to 31 Oct 2016)
-
- (12)Employed By (26 Oct 2015 to 31 Oct 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.