Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2022)
    • Responsible for Insurance Mediation (18 Dec 2013 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (31 Mar 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (31 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Mar 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (31 Mar 2005 to 19 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.