Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Mar 2024)
  • Winton Capital Management Limited (no longer approved here)

    FRN 184258

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
    • CF28 Systems and controls (22 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (17 Jul 2015 to 22 Mar 2018)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 12 Apr 2015)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF22 Investment Adviser (Trainee) (28 Jun 2002 to 28 Jun 2002)
    • CF21 Investment Adviser (28 Jun 2002 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (28 Jun 2002 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2002 to 28 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (28 Jun 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (28 Jun 2002 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.