Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Client dealing (since 4 Oct 2022)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (21 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.