Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Robb & Associates Ltd
FRN 670000
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- Responsible for Insurance Distribution (since 7 Sep 2020)
- SMF16 Compliance Oversight (since 7 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2020)
- SMF3 Executive Director (since 7 Sep 2020)
- [FCA CF] CASS oversight function (since 7 Sep 2020)
- [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
- [FCA CF] Manager of certification employee (since 7 Sep 2020)
- [FCA CF] Significant management (since 7 Sep 2020)
- [PRA CF] Key function holder (since 7 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.