Robb & Associates Ltd

Date authorised
10 March 2015
Companies House
SC484800
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Church
    10c Ardbeg Road
    Isle of Bute
    Rothesay
    PA20 0NJ
    UNITED KINGDOM
    Phone
    +447737097855

  • Complaints Contact

    The Old Church
    10c Ardbeg Road
    Isle of Bute
    Rothesay
    PA20 0NJ
    UNITED KINGDOM
    Phone
    +447737097855

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Justin Robb

    IRN CJR00018

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Responsible for Insurance Distribution (since 7 Sep 2020)
    • SMF16 Compliance Oversight (since 7 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2020)
    • SMF3 Executive Director (since 7 Sep 2020)
    • [FCA CF] CASS oversight function (since 7 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
    • [FCA CF] Manager of certification employee (since 7 Sep 2020)
    • [FCA CF] Significant management (since 7 Sep 2020)
    • [PRA CF] Key function holder (since 7 Sep 2020)
  • Graham David Robb

    IRN GDR00002

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 Apr 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Apr 2020)
    • Responsible for Insurance Mediation (10 Mar 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (10 Mar 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2015 to 8 Dec 2019)
    • CF1 Director (10 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.