Christopher John Rough

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 121 Capital Advisory Limited

    FRN 912149

    • SMF1 Chief Executive (since 10 Dec 2019)
    • SMF16 Compliance Oversight (since 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2019)
    • SMF3 Executive Director (since 10 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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