121 Capital Advisory Limited

Date authorised
10 December 2019
Companies House
12140277
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    121 Home Park Road
    London
    SW19 7HT
    UNITED KINGDOM
    Phone
    +447770854514

  • Complaints Contact

    121 Home Park Road
    London
    SW19 7HT
    UNITED KINGDOM
    Phone
    +447770854514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Rough

    IRN CJR01075

    • SMF1 Chief Executive (since 10 Dec 2019)
    • SMF16 Compliance Oversight (since 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2019)
    • SMF3 Executive Director (since 10 Dec 2019)
  • Francis Martin

    IRN FXM01172

    • CF1 Director (AR) (14 Jan 2022 to 7 Aug 2023)
    • CF30 Customer (14 Jan 2022 to 30 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.