Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 17 Apr 2025)
    • SMF3 Executive Director (since 19 Dec 2024)
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Manager of certification employee (13 Jan 2020 to 8 Apr 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Feb 2010)
    • CF29 Significant management (1 Nov 2007 to 30 Mar 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.