Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Glemham Underwriting Limited
FRN 441556
- SMF3 Executive Director (since 16 Mar 2023)
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Alan Boswell Insurance Brokers Limited
FRN 301081
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (31 May 2016 to 8 Dec 2019)
- CF1 Director (AR) (28 Nov 2007 to 3 Jul 2017)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 7 Nov 2024)
- CF1 Director (AR) (1 Jul 2011 to 7 Nov 2024)
- CF1 Director (20 Dec 2005 to 8 Dec 2019)
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- Employed By (16 Oct 2014 to 12 Jul 2017)
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- (10)Employed By (29 Jun 2012 to 7 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.