Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 16 Mar 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (31 May 2016 to 8 Dec 2019)
    • CF1 Director (AR) (28 Nov 2007 to 3 Jul 2017)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • SMF3 Executive Director (9 Dec 2019 to 7 Nov 2024)
    • CF1 Director (AR) (1 Jul 2011 to 7 Nov 2024)
    • CF1 Director (20 Dec 2005 to 8 Dec 2019)
  • Alan Boswell Insurance Advisers Limited (no longer approved here)

    FRN 605982

    • Employed By (16 Oct 2014 to 12 Jul 2017)
  • Alan Boswell Employee Benefits Ltd (no longer approved here)

    FRN 544940

    • (10)Employed By (29 Jun 2012 to 7 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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