Date authorised
1 April 2013
Companies House
05509907
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Prospect House
    Rouen Road
    Norwich
    Norfolk
    NR1 1RE
    UNITED KINGDOM
    Phone
    +4401728726599
  • Complaints Contact

    Prospect House
    Rouen Road
    Norwich
    Norfolk
    NR1 1RE
    UNITED KINGDOM
    Phone
    +4401603214296

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Charles Boswell

    IRN ACB00055

    • Responsible for Insurance Distribution (since 5 Dec 2024)
    • SMF1 Chief Executive (since 16 Mar 2023)
    • SMF3 Executive Director (since 16 Mar 2023)
  • Alastair Fitzroy Drew

    IRN AFD01055

    • SMF3 Executive Director (since 3 Mar 2023)
  • Christopher John Gibbs

    IRN CJG00051

    • SMF3 Executive Director (since 16 Mar 2023)
  • Christopher John Sowerby

    IRN CJS01272

    • CF2 Non Executive Director (9 Jan 2006 to 17 Oct 2006)
  • Emma Cross

    IRN EXC01232

    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2023)
    • CF1 Director (9 Jan 2006 to 8 Dec 2019)
  • Gordon William McKay Warnes

    IRN GWW01038

    • CF1 Director (15 Dec 2006 to 27 Nov 2009)
  • James Denny Crickmore

    IRN JDC01165

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Feb 2023)
    • CF2 Non Executive Director (12 Mar 2007 to 8 Dec 2019)
  • John Gordon Cross

    IRN JGC01088

    • SMF1 Chief Executive (9 Dec 2019 to 30 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Nov 2024)
    • Responsible for Insurance Mediation (9 Jan 2006 to 30 Sep 2018)
    • CF1 Director (9 Jan 2006 to 8 Dec 2019)
    • CF3 Chief Executive (9 Jan 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jan 2006 to 31 Mar 2009)
  • Richard William Browne

    IRN RWB01114

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jan 2023)
    • CF2 Non Executive Director (9 Jan 2006 to 8 Dec 2019)
  • Simon John Wright

    IRN SJW01381

    • CF1 Director (1 Dec 2006 to 27 Nov 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.