Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ACUITY PROFESSIONAL ADVISERS LTD
FRN 464072
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
- [FCA CF] Client dealing (since 4 Jan 2021)
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- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (1 Feb 2012 to 31 Jul 2017)
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- Employed By (7 Apr 2009 to 31 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2009)
- CF21 Investment Adviser (11 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 May 2006 to 11 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.