Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 May 2024)
    • [FCA CF] Material risk taker (since 1 May 2024)
    • CF30 Customer (24 Sep 2008 to 23 Apr 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (1 Nov 2007 to 24 Apr 2008)
    • CF27 Investment Management (11 Jun 2002 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jun 2002 to 26 Jul 2004)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 24 Apr 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jun 2002 to 26 Jul 2004)
    • CF27 Investment Management (11 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.