Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AT Financial Solutions Limited
FRN 618291
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
- [FCA CF] Manager of certification employee (since 1 Jan 2020)
- [FCA CF] Significant management (since 1 Jan 2020)
- [PRA CF] Key function holder (since 1 Jan 2020)
- [FCA CF] Benchmark submission and administration (since 1 Jan 2020)
- [FCA CF] Client dealing (since 1 Jan 2020)
- CF1 Director (18 Jul 2014 to 27 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.