Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [PRA CF] Key function holder (since 1 Jan 2020)
    • [FCA CF] Benchmark submission and administration (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF1 Director (18 Jul 2014 to 27 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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